Components of an Assessment Plan


Many university departments and programs are in the midst of developing assessment plans. The increased interest in the design and implementation of assessment plans is due to external and internal sources. External sources include the public, accrediting bodies, and professional organizations, to name a few, whereas internal sources include different university units. These sources are interested in accountability issues and improving the quality of higher education. Thus, these sources’ interests serve as a driving force behind the need for a well-developed assessment plan. An assessment plan that is well-developed, organized, and properly implemented will lead to improvements in instruction, curriculum, and student learning.
 

A well-organized assessment plan must answer three important questions:

 
1. what the program or department is doing?
2. why the department or program is doing what it says it is doing?
3. how the assessment plan and results will be used?
(Shaffer, 1992)

A well-organized assessment plan includes five key components:

 
1. a statement of department or program needs,
2. an identified target of assessment and requirements associated with the identified target,
3. a good match between written objectives and measures used,
4. a statement addressing how assessment results will be used and by whom, and
5. a statement about funding and support for the design and implementation of the assessment plan.


A statement of department or program needs is a statement or series of statements in which the department or program states its goals within its college and the University.  The department or program’s statement is a statement of purpose.  The statement specifies the role the department or program plays within the University (University of Central Arkansas).  For examples of department or program’s statement of purpose, see the University of Central Arkansas History and Psychology programs’ assessment plans.
 

http://www.uca.edu/assess/histplan.htm

http://www.uca.edu/assess/psychplan.htm


An assessment plan must identify the target of assessment and any requirements associated with the target.  Targets of assessment may include, for example, graduate programs, undergraduate programs, major programs, specific courses, or the general education curriculum. These targets have different requirements. Requirements associated with these targets vary and include standards or criteria established by professional licensing or credentialing boards, professional accrediting agencies, faculty, or university policy (Shaffer, 1992).  For an example of how target requirements are incorporated into an assessment plan, see the Chemical Engineering department’s assessment plan at the University of Illinois.
 

http://www.oir.uiuc.edu/assessment/chemical_engineering.htm


A good match between written objectives and measures used is essential in order to obtain the desired outcomes. The mismatch between written objectives and measures used is a common flaw found in many existing assessment plans. In designing an assessment plan, a program must constantly ask itself whether the measures selected will, in fact, measure the intended outcomes of the program. A program must also include specific criteria in its written objectives. The criteria must be stated in measurable terms. Multiple measures need to be developed for each written objective and included in the assessment plan.  For an example of the use of multiple measures, see the Psychology program’s assessment plan at the University of Central Arkansas.
 

http://www.uca.edu/assess/psychplan.htm


Types of outcomes and informants need to be identified and clearly stated in the department or program’s assessment plan.  Types of outcomes include, for example, cognitive skills, knowledge, attitudes / values, behaviors, interests, appreciation, and socio-emotional adjustment (Moore, 1992). Types of outcomes desired will determine the sources of information or informants. Informants may include entering students, current students, exiting students or graduating seniors, alumni, and / or faculty (Shaffer, 1992). Multiple sources of information or informants are needed to provide a realistic picture of the current state of the department or program.  For example, the Chemistry department’s assessment plan at the University of Illinois uses multiple informants.
 

http://www.oir.uiuc.edu/assessment/chemplan.htm


Frequency of data collection needs to be stated in the assessment plan (Shaffer, 1992). Data collection, for example, may occur at the end of a semester in a capstone course, involve a one-time project, or occur on a yearly basis. Many programs’ assessment plans do not state when the data are to be collected.  When frequency of data collection is not clearly stated, failure to implement an assessment plan is more likely to occur.  The assessment plan of the History department at the University of Central Arkansas provides a good example of time frames used to collect data.
 

http://www.uca.edu/assess/histplan.htm


The department or program’s assessment plan must include a statement addressing how the assessment results will be used and by whom.  This key component is missing in many current assessment plans.  Will the results be used for internal decisions, such as program decision-making or program change, or be used by external sources, such as accreditation bodies?  How the assessment results will be used and by whom not only influences the design of the assessment plan but the reporting of assessment results. Consumers of the data may include department heads, faculty, students, alumni, administration, accreditation bodies, and / or the public (Shaffer, 1992).

The plan must include a statement about funding and support for the design and implementation of the assessment plan. Examples are:
 

References


Moore, D. (1992). Shaping Department Goals and Objectives for Assessment, Assessment Workbook.
 Muncie, IN: Ball State University.

Shaffer, P. (1992). Designing a Department Assessment Plan, Assessment Workbook.  Muncie, IN: Ball
   State University.

University of Illinois, Urbana-Champagne

University of Central Arkansas